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Commodity pool operator
Results: 145

#	Item
101	U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]removed] Add to Reading List Source URL: www.cftc.gov Language: English Financial system Commodity Futures Trading Commission Commodity pool Commodity Pool Operator Commodity trading advisor Customer Identification Program Bank Secrecy Act Futures contract Commodities market Finance Financial economics
102	Supplemental Questionnaire for CPOs (Self-Examination Questionnaire: For FCMs, FDMs, IBs, CPOs and CTAs) Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-05-09 16:12:00 Finance Commodity Futures Trading Commission Commodity pool Financial system Commodity trading advisor Futures contract Commodities market Financial economics Commodity Pool Operator
103	Form 7-R (Firm Application) Template Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2014-08-21 14:06:12 Financial system Commodity Pool Operator Futures contract National Futures Association Commodity pool Commodity Futures Trading Commission Commodity Exchange Act Foreign exchange market Securities Act Commodities market Financial economics Finance
104	Microsoft Word - s71106-140a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-20 16:09:00 Investment Commodities market Financial markets United States Securities and Exchange Commission Commodity pool Hedge fund Sarbanes–Oxley Act Securities regulation in the United States Commodity Pool Operator Financial economics Finance United States securities law
105	U.S. Commodity Futures Trading Commission Three Lafayette Centre, [removed]1st Street, NW, Washington, DC[removed]Sharon Brown-Hruska[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-26 10:33:26 Investment Commodity pool Commodity Futures Trading Commission Commodity Pool Operator Commodity Futures Modernization Act Hedge fund Commodity trading advisor National Futures Association Commodity Exchange Act Commodities market Financial economics Finance
106	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-20 16:10:32 Goods Commodity broker Commodity Pool Operator Futures contract Commodity pool Commodity Futures Trading Commission Commodity market Exchange Commodity trading advisor Commodities market Financial economics Investment
107	PDF Document Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2008-06-24 20:00:00 Business Commodity Futures Trading Commission Futures contract Commodity pool Commodity trading advisor Commodity Pool Operator Commodity market National Futures Association Derivative Commodities market Financial economics Goods
108	Order Approving a Proposed Rule Change to List and Trade Shares of the Teucrium Natural Gas Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-24 11:49:24 Financial system Finance IntercontinentalExchange NYSE Arca Commodity Futures Trading Commission Commodity pool New York Stock Exchange New York Mercantile Exchange Commodity Pool Operator Commodities market Financial economics Futures contract
109	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-21 10:54:46 Finance Futures contract Commodity broker Commodity Futures Trading Commission Commodity market Commodity pool Futures exchange Nuveen Investments Commodity Pool Operator Financial economics Commodities market Investment
110	Notice of Filing and Immediate Effectiveness of a Proposed Amendment to NFA Compliance Rule 2-10 Regarding Recordkeeping; Rel. No[removed], File No. SR-NFA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-01 16:27:15 Finance Financial system United States securities law 73rd United States Congress Commodity Futures Trading Commission National Futures Association Commodity Exchange Act Commodity Pool Operator Commodity pool Commodities market Financial economics Financial markets

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